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ALDERMEREInvestment Management

Risk Management

Identifying, measuring and governing the risks a portfolio is taking, including those it is taking unintentionally.

Purpose

Risk management is not the avoidance of risk. It is the deliberate choice of which risks a portfolio takes, in what size, and the ongoing verification that the portfolio is taking those risks and not others.

Approach

  1. 01

    Define risk in terms the investor actually experiences: drawdown, shortfall against objectives, and liquidity strain.

  2. 02

    Look through funds and vehicles to underlying exposures, including currency and counterparty.

  3. 03

    Run scenario and stress analysis alongside statistical measures, recognising the limits of both.

  4. 04

    Escalate breaches of agreed tolerances through a defined governance process.

Where it fits

A continuous control function applied across every other capability.

  • Mandates with formal governance requirements or investment committees.
  • Portfolios where unintended exposures may have accumulated over time.

Risk considerations

  • Risk measurement relies on assumptions and historical relationships that may not hold.
  • No risk framework can eliminate the possibility of loss.

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Mandates begin with a discussion of objectives, horizon and constraints, before any portfolio is proposed.

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